-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Md3+9uBlFWud1UtGFNFKFddq5qCQFhrGdcMLyVCqsW1pNco2MYqpjrHa1hgjI5Y1 SCeIXFj2i5nGJKUHYH8cHg== 0000950005-01-000171.txt : 20010223 0000950005-01-000171.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000171 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONYX SOFTWARE CORP/WA CENTRAL INDEX KEY: 0001014383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911629814 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57781 FILM NUMBER: 1539097 BUSINESS ADDRESS: STREET 1: 3180 139TH AVENUE SE STREET 2: SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005-4081 BUSINESS PHONE: 4254518060 MAIL ADDRESS: STREET 1: 3180 139TH AVENUE SE STREET 2: SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL II LP CENTRAL INDEX KEY: 0001105843 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 70 WILLOW RD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6506140500 SC 13G/A 1 0001.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* ONYX Software Corporation ------------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 683401101 -------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 2 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital, L.P. 94-3233429 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 3 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Entrepreneurs Fund, L.L.C. 94-3241514 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 12,380 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 12,380 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,380 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.03% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 4 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Management, L.L.C. 94-3233430 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 12,380 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 12,380 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,380 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.03% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 5 of 12 Pages - ------------------- ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James C. Anderson ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 58,318 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 58,318 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 58,318 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.16% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 6 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) William B. Elmore ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 740,559 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 740,559 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 740,559 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.00% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 7 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kathryn C. Gould ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 267,059 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 267,059 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 267,059 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.72% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 12 pages - ------------------- ------------------ CUSIP NO. 683401101 13G Page 8 of 12 Pages - ------------------- ------------------ ----------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Paul G. Koontz ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- 5 SOLE VOTING POWER 193,054 shares NUMBER OF ------------------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY 12,380 shares OWNED BY ------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 193,054 shares PERSON ------------------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 12,380 shares ------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 205,434 shares ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.55% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 12 pages Item 1 (a) Name of Issuer: ONYX Software Corporation (b) Address of Issuer's Principal Executive Offices: 3180 139th Avenue SE, Suite 500 Bellevue, WA 98005-4091 Item 2 (a) Name of Person(s) Filing: Foundation Capital, L.P. ("FC") Foundation Capital Entrepreneurs Fund, L.L.C. ("FCE") Foundation Capital Management, L.L.C. ("FCM") James C. Anderson ("Anderson") William B. Elmore ("Elmore") Kathryn C. Gould ("Gould") Paul G. Koontz ("Koontz") (b) Address of Principal Business Office: c/o Foundation Capital 70 Willow Road, Suite 200 Menlo Park, CA 94025 (c) Citizenship: Entities: FC - Delaware FCE - Delaware FCM - Delaware Individuals: Anderson - United States of America Elmore - United States of America Gould - United States of America Koontz - United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 683401101 Item 3 Not applicable. Page 9 of 12 pages Item 4 Ownership. The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000:
Ownership/Power FC FCE FCM Anderson Elmore Gould Koontz - --------------- --- ------ ------ -------- ------- ------- ------- Beneficial Ownership 0 12,380 12,380 58,318 740,559 267,059 205,434 Percentage of Class 0 0.03 0.03 0.16 2.00 0.72 0.55 Sole Voting Power 0 12,380 12,380 0 0 0 193,054 Shared Voting Power 0 0 0 58,318 740,559 267,059 12,380 Sole Dispositive Power 0 12,380 12,380 0 0 0 193,054 Shared Dispositive Power 0 0 0 58,318 740,559 267,059 12,380
Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6 Ownership of More Than Five Percent on Behalf of Another Person. Under certain circumstances set forth in the limited partnership agreement of FC and the limited liability company agreements of FCE and FCM, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the Issuer owned by each such entity of which they are a partner. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8 Identification and Classification of Members of the Group. Not applicable. Item 9 Notice of Dissolution of Group. Not applicable. Page 10 of 12 pages Item 10 Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2001 /s/ James C. Anderson - --------------------------------------------- James C. Anderson /s/ William B. Elmore - --------------------------------------------- William B. Elmore FOUNDATION CAPITAL MANAGEMENT, L.L.C. By: /s/ William B. Elmore ----------------------------------------- Member FOUNDATION CAPITAL, L.P. By: Foundation Capital Management, L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------------- Member FOUNDATION CAPITAL ENTREPRENEURS FUND, L.L.C. By: Foundation Capital Management, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------------- Member /s/ Kathryn C. Gould - --------------------------------------------- Kathryn C. Gould /s/ Paul G. Koontz - --------------------------------------------- Paul G. Koontz Exhibit(s): A: Joint Filing Statement Page 11 of 12 pages EXHIBIT A We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of ONYX Software Corporation is filed on behalf of each of us. Dated: February 14, 2001 /s/ James C. Anderson - --------------------------------------------- James C. Anderson /s/ William B. Elmore - --------------------------------------------- William B. Elmore FOUNDATION CAPITAL MANAGEMENT, L.L.C. By: /s/ William B. Elmore ----------------------------------------- Member FOUNDATION CAPITAL, L.P. By: Foundation Capital Management, L.L.C. its General Partner By: /s/ William B. Elmore ----------------------------------------- Member FOUNDATION CAPITAL ENTREPRENEURS FUND, L.L.C. By: Foundation Capital Management, L.L.C. its Manager By: /s/ William B. Elmore ----------------------------------------- Member /s/ Kathryn C. Gould - --------------------------------------------- Kathryn C. Gould /s/ Paul G. Koontz - --------------------------------------------- Paul G. Koontz Page 12 of 12 pages -----END PRIVACY-ENHANCED MESSAGE-----